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Top > Publications > NDL Newsletter > Back Numbers 1999 > No. 107, January 1999

National Diet Library Newsletter

No. 107, January 1999

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Total System for Research and Information Services Developed by the Research and Legislative Reference Bureau, National Diet Library (JAPAN)


Takashi Tsukamoto*


Contents

1. Facts about the Bureau

2. Tracking Request System

3. Information Sharing System

4. Technology/Security

Summary

The Research and Legislative Reference Bureau, a department of the National Diet Library (Japan) which provides information and analytical support services for the Diet (Parliament), has just developed a Total System for Research and Information Services. 
The System consists of two subsystems: Tracking Request System and Information Sharing System. The Tracking Request System makes it easier for staffers of the Bureau to monitor the status of enquiries from Members, analyze the needs of the Members and the operations of the Bureau, and make use of the results of past research. The Information Sharing System is a unique database compiled by the analysts of the Bureau themselves by inputting materials and information they found useful for their work for the Diet, shared among the staffers of the Bureau, and eventually offered for the Members' use. 
A special application software was developed based on "Oracle Server 7.3.3 Enterprise Edition" and using "Power Builder." The full-text search engine is "Oracle ConText Option." Various kinds of devices are provided to protect data and to secure the system against unauthorized use. 


1. Facts about the Bureau

The Research and Legislative Reference Bureau (hereafter referred to as the Bureau) is a department of the National Diet Library (NDL). Whereas NDL functions both as the parliamentary library and the national library of Japan, the Bureau assists Houses, Committees and Members of the Diet (Parliament of Japan) in their legislative and oversight activities through information, research and analytical services. 
The Bureau, with a staff of 160 including 100 subject specialists, answers 30,000 enquiries each year, ranging from simple data finding answered by phone to highly complex analysis which needs a special report. All the researches and answers are done without partisan bias and in strict confidence. Besides doing research work on demand, the Bureau conducts anticipatory studies on its own initiative, taking up issues likely to be debated in the Diet, the results of which are provided to the Members through Issue Brief and other publications. 
The major resource for the research services of the Bureau is the huge collection of the National Diet Library that counts 6.9 million volumes of books and 260,000 titles of serials. In addition, the Bureau has its own budget of about US$330,000 to purchase working materials and $70,000 to use commercial databases annually. The books, periodicals and other materials purchased are either kept in the Research Materials Room or distributed to ten research divisions organized according to subject. The Statutes and Parliamentary Documents Room, the Bureau's law library, also has its own budget of about $200,000 to acquire statutes and parliamentary documents of foreign countries. 


2. Tracking Request System

Filing record

Requests from Members are received either at the Legislative Reference and Coordinating Division (hereafter Coordinating Div.) or at each research division. The staffer who answers the phone inputs such necessary items as the Member's name, subject (question), deadline (date and time), secretary's name for contact, special remarks, etc. A table of Members is maintained by the Coordinating Div., and if one enters only a part of the client's name, a list of the Members with whose names contain that part comes up. When the correct name is selected, the full name, House, party and phone number are entered automatically. A number that identifies the request, reception date and time, and recipient's name (who logged in) are also automatically registered. Thus a record is filed on the server, and its status is marked "received." 

Transmission

Among requests received at the Coordinating Div., quick references and requests for specific books or articles are answered by the division itself, while other requests which need the research work of subject specialists are transmitted to a research division. A sign appears and an alarm sounds (by option) on the client PC at the research division. When the request transmitted is accepted by the research division, the division Chief or other analyst who took up the request clicks his name, and the status of the record changes from "received" to "accepted." 

Processing

After the analyst assigned has done the research and answered the request, he inputs the results - date and time of answer, summary of answer, documents and materials used, and statistical data such as type of request (drafting, analysis, research/reference, specific material), type of answer (report, presentation/briefing, photocopying of articles, lending books, etc.), regional grouping of subject (domestic, foreign, both, others), and classification of subject or keyword (if necessary). The analyst can also enter (attach to the record) any document in digital form, such as the report he prepared, document downloaded from internet resource, selected list or bibliography made using database, and material scanned either graphically or by OCR (within the limits of copyright law.) 
When the date and time of answer are entered, an asterisk disappears from the list of requests to be answered. The status sign of the record changes from "accepted" to "answered" after filling up all the necessary inputting fields. 

Approval

The request answered is submitted and circulated electronically to the division Chief, Senior Specialist(s) in charge, Coordinating Div., and finally to the Director of the Bureau for approval. If one of the supervisors clicks on a button, a list of the records (requests) which have not been approved by him appears. He should then chose one, click on the tabs to display client, question, answer, attached file, etc., check the contents and click again to give approval. 
Whereas such information as the client, subject of request, date and time of receipt, and deadline for answer can be browsed by any authorized persons in the Bureau, the contents of the answer are shared only after the division Chief has entered his approval mark in the record. The status sign of the record changes from "answered" to "approved" when the Director clicks his name. 

Display/Search

The requests filed on the server can be displayed in various forms - list style or tab style as to specific record. Firstly, one can set various "default" lists such as the list of all the requests of whatever status, the same but limited to a specific division, requests of "received" and "accepted" status (which means not yet answered), requests assigned to a specific analyst, etc. Secondly, a specific record can be displayed in detail. In this case, client-related information, question, answer and materials used or attached, and statistical information are displayed by clicking each tab. 
All fields can be retrieved - client, question, answer, attachment, or division, recipient, acceptor, secretary's name, phone number, etc. Full text search is possible for question, answer, attached documents, and comment and note corner. The result of retrieval is displayed in list form, from which one can select one record and look at it in detail. Various kinds of statistics are also available. 
Display and search function make it easier for staffers of the Bureau to monitor the status of requests, make use of the results of past research, share information with other analysts or divisions, and analyze the needs of the Members and the operations of the Bureau. 


3. Information Sharing System

The National Diet Library maintains a machine-readable catalog of books published in Japan and an index of periodical articles on database. In addition to these and other databases compiled by the Library, the Bureau makes heavy use of commercial databases both domestic and abroad. They are, however, general in nature and not always suitable to information and research services for the Diet. On the other hand, the Bureau and each research division has its own library as mentioned earlier, and analysts are regularly browsing newly acquired books, newspaper and periodical articles. The Internet is also becoming a useful information source these days. Each analyst used to keep his own information file using card, notebook, filing cabinet, etc. The Information Sharing System is to provide researchers with a common handy electronic device to keep their information files. Analysts can input bibliographical information and text (if necessary and if allowed by copyright law) of any article and other material which they found useful in their work for the Diet - the material which they found in the course of day-to-day browsing or research activities. 
Analysts enter useful information on their own initiative to prepare for their research. But by using a common electronic device (not a personal card box or filing cabinet), the information is shared among other staffers of the Bureau including those who handle quick reference inquiries, and will become a valuable resource for future researchers. The accumulation of information will in due course grow into a useful database not of general character but oriented toward the Diet since the contents are selected by analysts with a view to meeting the information needs of the Members. 
The Information Sharing System is combined with the Tracking Request System. The articles and other materials used during research or photocopied as answers and recorded in the latter system can easily be copied to the former. A report which is prepared as an answer to a specific request but can be generalized is also copied to the Information Sharing System. The digital version of Issue Brief constitutes a separate file but is linked with this system and can be retrieved from it. 
Each datum is registered in a folder. Folders are organized into several levels: the top folders are politics, public administration, judicial affairs, foreign relations and national defense, finance, trade and industry, agriculture, environment, land development, communications, education and science, culture, welfare, labor, and so on, and the folders in the second level, corresponding to top level folder "politics" for example, are parliament, member of parliament, election, party, political finance, constitution, and so on. One can browse information and documents through the classification of folders, but can also make full text search by specific term or keyword. 
Each record in the Information Sharing System is designated, upon registration, "shared within the research division," "shared within the Bureau," or "shared within the Diet." The records of the third category are open to access for the Members, their staff, and also House, Committee and Legislative Bureau staff, as a menu of services offered through the Bureau's internet homepage. The database will have the function of a "digital library," from which the Members can obtain information directly. 


4. Technology/Security

The Total System for Research and Information Services uses "Oracle Server 7.3.3" as its basic package software. Special application softwares are developed by using "Power Builder." The full-text search engine is "Oracle ConText Option." "PowerChute Plus," "ARCserve for WinNT" and Oracle backup option enable preservation (backup) without halting the database. 
Needless to say, the Tracking Request System is a closed system inside the Bureau. All of the functions of the system to display, retrieve, create new records, and enter or modify records can only be done by client PCs in which special application software for this system is installed. The system has also a special device that keeps a log record, for example "who made search by Member's name," to detect and deter unauthorized use of the system. 
Groupware such as Lotus Notes is not used for the system. When a request is transmitted to a research division, the sender's action to specify the destination is registered on the server and the server is visited by client PCs periodically, using a timer. Approvers also rewrite the record in the server in process of approval. 
Two high grade servers are used as data server and file/web server, while a relatively small server is used as a backup for emergencies only. 

(August, 1998)


* Chief, Foreign Affairs and National Defense Div., Research and Legislative Reference Bureau, NDL 

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